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The securities and exchange commission on friday charged former wells fargo ceo john stumpf and a top lieutenant with misleading investors about the success of the. Investment products and services are offered through wells fargo advisors. Wells fargo advisors is a trade name used by wells fargo clearing services, llc (wfcs) and wells fargo.
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A year after regulators fined wells fargo $185 million for opening potentially millions of fake accounts, the bank is nowhere close to putting the scandal behind it. Less than a week after wells fargo was slapped with a historic $185 million fine to settle customer fraud allegations, ceo john stumpf is starting to open up about the scandal. Wells fargo's supersized scandal magnifies the spotlight on its chief executive. An outside review that examined a longer timeframe uncovered another 1. 4 million potentially fake.
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She is still fighting the occ, but her old boss, former wells fargo ceo john stumpf, tossed in the towel. He agreed to a $17. 5 million fine and a lifetime ban from the. David julian, the bank's former chief auditor and paul mclinko, its former executive audit director, were fined $7 million and $1. 5 million, respectively. The trio had been previously.
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